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[Adapted from Senator
Jeff Bingaman's Students' Page]
Standing Rules
Debate
Filibusters/Cloture
Restraint/Delay
Scheduling
Committee/Referral
Amendments
Time Agreements
Unanimous Consent Agreements
Daily Business
Amending Process
Voting
Standing Rules
The legislative process on the Senate floor is governed by a
set of standing rules, a body of precedents created by rulings
of Presiding Officers or by votes of the Senate, a variety of
established and customary practices, and ad hoc arrangements
the Senate makes to meet specific parliamentary and political
circumstances. An knowledge of the Senate's formal rules is not
sufficient to understand Senate procedures, and Senate practices
cannot be understood without knowing the rules to which the practices
relate.
The essential characteristic of the Senate's rules, and the
characteristic that most clearly distinguishes its procedures
from those of the House of Representatives, is their emphasis
on the rights and prerogatives of individual Senators. Like any
legislative institution, the Senate is both a deliberative and
a decision-making body; its procedures must embody some balance
between the opportunity to deliberate or debate and the need
to decide.
Characteristically, the Senate's rules give greater weight to
the value of full and free deliberation than they give to the
value of expeditious decisions. Put differently, legislative
rules also must strike a balance between minority rights and
majority prerogatives. The Senate's standing rules place greater
emphasis on the rights of individual Senators — and, therefore,
of minorities within the Senate — than on the powers of
the majority. The Senate's legislative agenda and its policy
decisions are influenced not merely by the preferences of its
members but also by the intensity of their preferences.
Precisely because of the nature of its standing rules, the Senate
cannot rely on them exclusively. If all Senators took full advantage
of their rights under the rules whenever it might be in their
immediate interests, the Senate would have great difficulty reaching
timely decisions. Therefore, the Senate has developed a variety
of practices by which it sets aside some of its rules to expedite
the conduct of its business or to accommodate the needs and interests
of its members. Some of these practices have become well-established
by precedent; others are arranged to suit the particular circumstances
the Senate confronts from day to day and from issue to issue.
In most cases, these alternative arrangements require the unanimous
consent of the Senate — the explicit or implicit concurrence
of each of the one hundred Senators. The Senate relies on unanimous
consent agreements every day for many purposes — purposes
great and small, important and routine. However, Senators can
protect their rights under Senate rules simply by objecting to
a unanimous consent request to waive one or more of the rules.
Generally, the Senate can act more efficiently and expeditiously
when its members agree by unanimous consent to operate outside
of its standing rules. Generally also, Senators insist that the
rules be enforced strictly only when the questions before it
are divisive and controversial. Compromise and accommodation
normally prevail. Senators exercise great self-restraint by not
taking full advantage of their rights and opportunities under
the standing rules, and often by agreeing to unanimous consent
requests for arrangements that may not promote their individual
legislative interests. But the standing rules remain available
for Senators to invoke when, in their judgment, the costs of
compromise and accommodation become too great.
Thus, the legislative procedures on the Senate floor reflect
a balance — and sometimes an uneasy balance — between
the operation of its rules and the principles they embody, on
the one hand, and pragmatic arrangements to expedite the conduct
of business, on the other.
Debate
The standing rule that is probably most pivotal for shaping
what does and does not occur on the Senate floor is paragraph
1(a) of Rule XIX, which governs debate:
When a Senator desires to speak, he shall rise and address the
Presiding Officer, and shall not proceed until he is recognized,
and the Presiding Officer shall recognize the Senator who shall
first address him. No Senator shall interrupt another Senator
in debate without his consent, and to obtain such consent he
shall first address the Presiding Officer, and no Senator shall
speak more than twice upon any one question in debate on the
same legislative day without leave of the Senate, which shall
be determined without debate.
The Presiding Officer of the Senate (unlike the Speaker of the
House) may not use the power to recognize Senators in order to
control the flow of business. If no Senator holds the floor,
any Senator seeking recognition has a right to be recognized.
Moreover, once a Senator has been recognized, he or she may make
any motion that Senate rules permit, including motions affecting
what bills the Senate will consider (though a Senator loses the
floor when he or she makes a motion, offers an amendment, or
takes one of many other actions). In practice, however, the Senate
has modified the effect of this rule by precedent and custom.
By precedent, the Majority and Minority Leaders are recognized
first if either leader and another Senator are seeking recognition
at the same time. And by custom, only the Majority Leader (or
another Senator acting at his behest) makes motions or requests
affecting when the Senate will meet and what legislation it will
consider.
In these respects, Senators relinquish their equal right to
recognition and their right to make certain motions, and they
do so in order to lend some order and predictability to the Senate's
proceedings. Otherwise, it would be nearly impossible for any
Senator to predict with assurance when the Senate will be in
session and what legislation it will consider. For example, during
debate on one bill, any Senator could move that the Senate turn
to another bill instead. This would make it very difficult for
the Senate to conduct its business in an orderly fashion, and
it would be equally difficult for Senators to plan their own
schedules with any confidence. Thus, Senate precedents and practices
modify the operation of this rule, as it affects recognition,
in the interests of the Senate as an institution and in the interests
of its members individually.
Even more important is what paragraph 1(a) of Rule XIX says
and does not say about the length of debate. The rule imposes
a limit of two speeches per Senator per question per day, but
it imposes no limit at all on the number of Senators who may
make those two speeches, nor on the length of the speeches. In
fact, there are few Senate rules that limit the right to debate,
and no rules that permit a majority of the Senate to end a debate
whenever it is ready to vote for a bill, amendment, or other
question that is being considered. When Senators are recognized
by the Presiding Officer, they usually may speak for as long
as they wish, and questions generally cannot be put to a vote
so long as there are Senators who still wish to make the speeches
they are permitted to make under Rule XIX.
The House of Representatives may bring a question to a vote
if a simple majority agrees to a motion to order the previous
question. When meeting in Committee of the Whole, a majority
of Representatives also can move to close debate on a pending
amendment or sometimes on a bill and all amendments to it. No
such motions are possible in the Senate. As a result, a majority
of Senators does not have nearly the same control over the pace
and timing of their deliberations as does a majority of the House.
There is one partial exception to this generalization. The Senate
often disposes of an amendment by agreeing to a motion to lay
the amendment on the table. When a Senator who has been recognized
makes this motion, it cannot be debated (except by unanimous
consent, of course). And if the Senate agrees to the motion
to table, the amendment is rejected; to table is to kill. On
the other hand, if the Senate defeats the motion, debate on
the amendment may resume; the Senate only has determined that
it is not prepared at that time to reject the amendment. Thus,
a tabling motion can be used to stop debate even if there still
are Senators wishing to speak, but only by defeating the amendment
at issue. Although the effect of the motion is essentially
negative, it frequently is a test vote on Senate support for
an amendment. If the motion fails, the Senate may agree to
the amendment shortly thereafter.
Filibusters/Cloture
The dearth of debate limitations in Senate rules creates the
possibility of filibusters. Individual Senators or minority groups
of Senators who adamantly oppose a bill or amendment may speak
against it at great length, in the hope of changing their colleagues'
minds, winning support for amendments that meet their objections,
or convincing the Senate to withdraw the bill or amendment from
further consideration on the floor. Opposing Senators also can
delay final floor action by offering numerous amendments and
motions, insisting that amendments be read in full, demanding
roll call votes on amendments and motions, and a using a variety
of other devices. The only formal procedure that Senate rules
provide for breaking filibusters is to invoke cloture under the
provisions of paragraph 2 of Rule XXII. However, cloture cannot
be voted until two days after it is proposed, and a simple majority
of the Senate is insufficient to invoke cloture. Cloture requires
the support of three-fifths of the Senators duly chosen and sworn,
or a minimum of 60 votes (unless the matter being considered
changes the standing rules, in which case cloture requires a
vote of two-thirds of the Senators present and voting). For this
reason alone, cloture can be difficult to invoke and almost always
requires some bipartisan support. In addition, some Senators
are reluctant to vote for cloture, even if they support the legislation
being jeopardized by the filibuster, precisely because the right
of extended debate is such an integral element of Senate history
and procedure.
Even if the Senate does invoke cloture on a bill (or anything
else), the result is not an immediate vote on passing the bill.
The cloture rule permits a maximum of thirty additional hours
for considering the bill, during which each Senator may speak
for one hour. The time consumed by roll call votes and quorum
calls is deducted from the thirty hour total; as a result, each
Senator does not have an opportunity to speak for a full hour,
although he or she is guaranteed at least ten minutes for debate.
Thus, cloture does not stop debate immediately; it only ensures
that debate cannot continue indefinitely. And even the thirty
hours allowed under cloture is quite a long time for the Senate
to devote to any one bill, especially since Senators may not
be willing to invoke cloture until the bill already has been
debated at considerable length.
Restraint/Delay
Any Senator can filibuster almost any legislative proposal the
Senate is considering. The only bills that cannot be filibustered
are the relatively few which are considered under provisions
of law that limit the time available for debating them. For example,
Section 305(b)(1) of the Budget Act of 1974 restricts debate
on a budget resolution, "and all amendments thereto and debatable
motions and appeals in connection therewith," to not more than
fifty hours. If no such provision applies, Senators can prolong
the debate indefinitely on any bill or amendment, as well as
on many motions, subject only to tabling motions or cloture.
Yet filibusters are not daily events even though there are Senators
who adamantly oppose most major bills the Senate considers. One
reason is that conducting a filibuster is physically demanding.
But there are more compelling reasons for self-restraint. If
Senators filibustered every bill they opposed, the Senate as
an institution would suffer. It could not meet its constitutional
responsibilities in a timely fashion and it could not respond
effectively to pressing national needs. Furthermore, all Senators
have legislation they want to promote. They appreciate that if
they used the filibuster regularly against bills they oppose,
other Senators would be likely to do the same, and every Senator's
legislative objectives would be jeopardized. In short, Senators
resort to filibusters only on matters of the greatest importance
to them because this policy serves the long-term interests of
the Senate and all Senators alike.
Nonetheless, the right to debate at length remains, and the
possibility of filibusters affects much of what happens on the
Senate floor. Many of the ways in which the Senate agrees to
set aside its standing rules are designed in response to the
possibility of filibusters. And just threatening to filibuster
can give Senators great influence over whether the Senate considers
a bill, when it considers it, and how it is amended.
If a majority of Senators support a bill that is being filibustered,
they may be able to pass it anyway if they are committed and
patient enough--and especially if they are able to invoke cloture.
Even if cloture is not invoked, devices such as late-night sessions
can strain the endurance and determination of the filibustering
Senators. But the potency of filibusters does not depend solely
on Senators' ability to prolong the debate indefinitely. From
the right to debate flows the ability to delay, and the prospect
of delay alone can often be sufficient to influence the Senate's
agenda and decisions.
The legislative process is laborious and time-consuming, and
the time available for Senate floor action each year is limited.
Every day devoted to one bill is a day denied for consideration
of other legislation, and there are not enough days to act on
all the bills that Senators and Senate committees wish to see
enacted. Naturally, the time pressures become even greater with
the approach of deadlines such as the date for adjournment and
the end of the fiscal year. So, for all but the most important
bills, even the threat of a filibuster can be a potent weapon.
Before a bill reaches the floor or while it is being debated,
its supporters often seek ways to accommodate the concerns of
opponents, preferring an amended bill that can be passed without
protracted debate to the time, effort, and risks involved in
confronting a filibuster.
Scheduling
One way in which the possibility of extended debate affects
the Senate's procedures is in how the Senate determines its legislative
agenda--the order in which it decides to consider bills and other
business on the floor.
When one or more of the Senate's standing committees reports
a bill back to the Senate for floor debate and passage, the
bill is placed on the Senate's Calendar of Business (under
the heading of "General Orders"). The Senate gives its Majority
Leader the primary responsibility for deciding the order in
which bills on the Calendar should come to the floor for action.
The Majority Leader's right to preferential recognition already
has been mentioned, as has Senators' willingness to relinquish
to him the right to make the motion that the standing rules
provide for deciding the order of legislative business--namely,
the motion that the Senate proceed to the consideration of
a particular bill.
Whenever possible, however, bills reach the Senate floor not
by motion but by unanimous consent. The motion to consider a
bill usually is debatable and, therefore, subject to a filibuster.
Even before the bill can reach the floor, and perhaps face a
filibuster, there may be extended debate on the question of whether
or not the Senate should even consider the bill at all. It is
to avoid this danger that the Majority Leader attempts to get
all Senators to agree by unanimous consent to take up the bill
he wishes to have debated. If Senators withhold their consent,
they are implicitly threatening extended debate on the question
of considering the bill. Senators may do so because they oppose
that bill or because they wish to delay consideration of one
measure in the hope of influencing the fate of some other, possibly
unrelated, measure. Senators can even place a "hold" on a bill,
although this practice is not recognized in Senate rules or precedents,
by which they ask their party's floor leader to object on their
behalf to any unanimous consent request to consider the bill,
at least until they have been consulted. More often than not,
the Majority Leader will not even make such a unanimous consent
request if there is a hold on a bill.
In attempting to devise a schedule for the Senate floor, the
Majority Leader seeks to promote the legislative program of his
party (and perhaps the President) as he also tries to ensure
that the Senate considers necessary legislation in a timely fashion.
But when he is confronted with two bills, one of which can be
brought up by unanimous consent and the other of which cannot,
he is naturally inclined to ask the Senate to take up the bill
that can be considered without objection. Time is limited, and
the Majority Leader is concerned to use that time with reasonable
efficiency. Some bills, of course, are too important to be delayed
because some Senators object to considering them. But most are
not, especially if the objections can be met through negotiation
and compromise. Thus, the possibility of extended debate affects
decisions for scheduling legislation in two ways: by discouraging
the Majority Leader and the Senate from attempting to take up
bills to which some Senators object, and by encouraging negotiations
over substantive changes in the bills in order to meet these
objections.
The right of Senators to debate at length is not the only way
in which they can influence the Senate's legislative agenda.
The standing rules of the Senate give its members at least two
other opportunities to influence the matters that reach the Senate
floor for debate and decision. One opportunity affects the prerogatives
of Senate committees; the other affects the amendments that Senators
may propose on the floor.
Committee Referral
The Senate's standing committees play an essential part in the
legislative process, as they select the small percentage of the
bills introduced each Congress which, in their judgment, deserve
the attention of the Senate as a whole, and as they recommend
amendments to these bills based on their expert knowledge and
experience. Most bills are routinely referred to the committee
with appropriate jurisdiction as soon as they are introduced.
But if a Senator plans to introduce a bill and believes that
the committee to which it would be referred will be unsympathetic,
Rule XIV permits the Senator to bypass the standing committee
system altogether and have the bill placed directly on the Calendar
of Business, with exactly the same formal status the bill would
have if it had been the subject of extensive hearings and exhaustive
markup meetings in committee.
By the same token, if a committee fails to act on a bill that
was referred to it, the bill may die for lack of action, but
not the proposal it embodies. The Senator sponsoring the bill
may introduce a new bill with exactly the same provisions as
the first, and have the second bill placed directly on the Calendar.
In either event, the committee that has been circumvented may
oppose bringing the bill from the Calendar to the floor by unanimous
consent or by motion, but now the fate of the bill can be decided
by the Senate as a whole, not only by one of its committees.
Senators generally view this use of Rule XIV as a last resort,
both because it undermines the committee system as a whole and
because they do not wish to encourage a practice that can be
used against their own committees.
Amendments
Even more important is the absence in the standing rules of
any general requirement that the amendments which Senators offer
on the floor must be germane or relevant to the bill being considered.
The rules impose a germaneness requirement only on amendments
to general appropriations and budget measures and to matters
being considered under cloture. (Various statutes impose such
a requirement on a limited number of other bills.) In all other
cases, Senators are free to propose whatever amendments they
choose on whatever subjects to whatever bill the Senate happens
to be considering.
The right to offer non-germane amendments is extraordinarily
important because it permits Senators to present issues to the
Senate for debate and decision, without regard to the judgments
of the Senate's committees or the scheduling decisions and preferences
of its Majority Leader. Again consider the position of a Senator
whose bill is not being acted on by the committee to which it
was referred. Instead of introducing an identical bill and having
it placed directly on the Calendar, he or she has a second and
usually more attractive option: to offer the text of the bill
as a floor amendment to another bill that has reached the floor
and that can serve as a useful legislative "vehicle."
The existence of this opportunity can make it extremely difficult
to anticipate what will happen to a bill when it reaches the
floor and how much of the Senate's time it will consume. The
party leaders and the floor managers of the bill may know what
amendments on the subject of the bill will be offered, but they
cannot be certain that there will be no other, far more controversial,
non-germane amendments. In fact, it is not unusual for one or
more non-germane amendments to occupy the Senate's attention
far more than the subject the bill itself addresses.
Time Agreements
Just as the right of extended debate encourages Senate committee
and party leaders to bring up bills for consideration by unanimous
consent, the right to debate combined with the right to offer
non-germane amendments encourages the same leaders to seek unanimous
consent agreements limiting or foreclosing the exercise of these
rights while a bill is being considered. Without such an agreement,
the bill could be debated for as long as Senators wish, as could
each amendment, whether germane or not, unless the Senate votes
to table it. These are the essential conditions under which the
Senate considers a bill if it adheres to its standing rules.
It is precisely to avoid these conditions that the Senate often
debates, amends, and passes bills under very different sets of
parliamentary ground rules--ground rules that are far more restrictive
but that require unanimous consent to be imposed. Complex unanimous
consent agreements of this special kind are frequently called "time
agreements" because one of their primary purposes and effects
is to limit the time available for debate, and thereby ensure
that there will be no filibuster. Often after the Senate has
begun debating a bill, Senators reach unanimous consent agreements
to govern consideration of individual amendments that have been
or will be offered. Less often today, the Senate reaches an encompassing
agreement, limiting debate on a bill and all amendments to it,
before or at the time the bill is called up for floor action.
The following example illustrates such a comprehensive time agreement "in
the usual form:"
ORDERED, That when the Senate proceeds to
the consideration of S. 1651 (Order No. 636),
the Veterans' Dioxin and Radiation Exposure
Compensation Standards Act, debate on any
amendment in the first degree shall be limited
to 1 hour, to be equally divided and controlled
by the mover of such and the manager of the
bill, and debate on any amendment in the
second degree, debatable motion, appeal, or
point of order which is submitted or on which
the Chair entertains debate shall be limited to
30 minutes, to be equally divided and controlled
by the mover of such and the manager of the
bill: PROVIDED, That in the event the manager
of the bill is in favor of any such amendment or
motion, the time in opposition thereto shall be
controlled by the Minority Leader or his
designee; PROVIDED FURTHER, That no
amendment that is not germane to the
provisions of the said bill shall be received.
ORDERED FURTHER, That on the question of
final passage of the said bill, debate shall be
limited to 4 hours, to be equally divided and
controlled by the Majority Leader and the
Minority Leader, or their designees:
PROVIDED, That the said Senators, or either of
them, may, from the time under their control on
the passage of the said bill, allot additional time
to any Senator during the consideration of any
amendment, debatable motion, appeal, or point
of order.
Before discussing the effect of this agreement, some of its
terms require definition. A first degree amendment is an amendment
that proposes to change or add to the text of the bill, while
a second degree amendment proposes to change or replace the text
of a first degree amendment that has been proposed but not yet
voted on. The manager of the bill usually is the chairman of
the standing committee that had considered and reported it, although
it may be the chairman of one of the committee's subcommittees
instead. Finally, debate on the question of final passage is
debate on the bill as a whole, not on any amendment or motion
affecting the bill; this debate may occur throughout the time
the Senate considers the bill.
The two essential features of this and comparable time agreements
are (1) a prohibition against non-germane amendments, and (2)
strict limitations on the time available for debating the bill
and every question that may arise during its consideration. Under
the terms of this agreement, for example, the Senate as a whole
may debate each first degree amendment for no more than one hour.
Moreover, only a very few Senators have a right to speak during
that hour; other Senators may speak only if one of their colleagues
agrees to yield them part of the time that he or she controls.
Senators still may offer as many amendments as they wish, but
they have lost their valued right of unlimited debate. And there
are even more stringent time limits for debate on second degree
amendments and other questions, as well as a limit on time for
debating the bill itself.
The differences between considering a bill under the terms of
the Senate's standing rules and considering it under this kind
of time agreement are so great and so fundamental that they bear
repeating. Under the standing rules, Senators may offer whatever
non-germane amendments they want; under the time agreement, no
non-germane amendments at all are permitted. Under the standing
rules, Senators may debate the bill, each amendment, and a variety
of other questions for as long as they want; under the time agreement,
only two Senators have the right to speak on each question, and
their time is severely limited. The differences could hardly
be more dramatic. But it must be emphasized that time agreements
are unanimous consent agreements. They cannot be imposed on the
Senate by any vote of the Senate; they require the concurrence
or acquiescence of each and every Senator.
Unanimous Consent Agreements
The Senate now usually begins consideration of most bills without
first having reached a time limitation agreement. In some cases,
the floor managers expect few amendments and relatively little
debate, making an elaborate agreement unnecessary. In other cases,
the Majority Leader and committee chairman seek an agreement
unsuccessfully, but proceed with the bill anyway because of its
timeliness and importance. After the Senate has debated such
a bill and controversial amendments for many hours or even days,
the leaders often renew their attempts to reach an overall agreement
limiting debate on each remaining amendment, or an agreement
setting a time for the Senate to vote on whether to pass the
bill.
In the absence of a time agreement covering all amendments and
other questions, the Majority Leader and the majority floor manager
often try to arrange unanimous consent agreements for more limited
purposes while the Senate is debating a bill. During consideration
of a controversial amendment, either Senator may propose to limit
further debate on it. Senators also may agree to time limits
on individual amendments before offering them. By unanimous consent,
the Senate may set aside one amendment temporarily in order to
consider another one. Other agreements may define the order in
which Senators will offer their amendments or postpone roll call
votes until a later time that is more convenient for Senators.
These examples only begin to illustrate the many ways in which
the Senate relies every day on unanimous consent arrangements.
From routine requests to end a quorum call or waive the reading
of an amendment to extremely elaborate and complicated procedural "treaties," the
Senate depends on unanimous consent requests and the willingness
of Senators to agree to them.
Daily Business
The extent to which the Senate uses unanimous consent arrangements
to supplement or supplant operation of its standing rules makes
it difficult to predict with confidence what will actually take
place on the Senate floor each day. Some of the problems that
can arise in scheduling legislation and in anticipating the time
that will be consumed and the amendments that Senators will offer
during consideration of each bill already have been mentioned.
But the other proceedings that occur each day also depend on
whether the Senate decides to operate under or outside of its
rules.
The time at which the Senate convenes each day is set by a resolution
the Senate adopts at the beginning of each Congress, but that
time is often changed from day to day by unanimous consent, at
the request of the Majority Leader, to suit changing circumstances.
When the Senate does convene, and after the opening prayer, a
brief period of "leader time" is set aside for the Majority Leader
and for the Minority Leader, under a standing order also established
at the beginning of the Congress. During this time, the two party
leaders may discuss the legislative schedule as well as their
views on policy issues, and they also may conduct non-controversial
business by unanimous consent.
What happens thereafter depends on whether the Senate is beginning
a new legislative day. A legislative day begins when the Senate
convenes after an adjournment and continues until the next adjournment.
When the Senate recesses at the end of a day, as it often does,
a legislative day continues for two or more calendar days. Standing
Rules VII and VIII prescribe what the Senate should do at the
beginning of each new legislative day, and one of the reasons
the Senate frequently recesses from day to day is to set aside
the requirements imposed by these rules.
Under the two standing rules, the first two hours of session
on each new legislative day are called the Morning Hour. They
are a period for conducting routine business at a predictable
time each day that does not interfere with the consideration
of major legislation. The Morning Hour begins with the transaction
of "morning business," which includes the introduction of bills
and joint resolutions and the submission of Senate and concurrent
resolutions and committee reports. During the remainder of the
Morning Hour, the Senate can act on bills on the Calendar of
Business, even voting to consider them by non-debatable motions.
At the end of the Morning Hour, the Senate resumes consideration
of the unfinished business--whatever bill, if any, was the pending
business when the Senate adjourned. In practice, the Senate very
often recesses at the end of the day, so there is no Morning
Hour on the following day of session. Instead, the Majority Leader
usually arranges by unanimous consent for "a period for transacting
routine morning business" that follows "leader time." Senators
make brief statements on whatever subjects they like during this
period, the length of which can change from day to day, depending
on the legislative schedule. Also by unanimous consent, there
may be other periods for transacting morning business during
the course of the day when there is time available and when Senators
wish to speak on subjects unrelated to the pending bill.
After the Morning Hour or the period for transacting routine
morning business, the Senate normally resumes consideration of
the bill that is either the unfinished business (if the Senate
had adjourned on the preceding day) or the pending business (if
the Senate had recessed instead). However, this bill may be set
aside, temporarily or indefinitely, in favor of other legislative
or executive business if the Senate agrees to motions or unanimous
consent requests made for that purpose by the Majority Leader.
Before the end of the day, the Majority Leader also makes arrangements
for the following day--establishing a meeting time by unanimous
consent and commenting on the expected legislative program.
Amending Process
The amending process is at the heart of the Senate's floor deliberations.
If the Senate reaches a final vote on passing or defeating a
bill, the bill is very likely to pass. It is through the amending
process that Senators have an opportunity to influence the content
of the bill before the vote on final passage occurs; and this
is an especially important opportunity for Senators who do not
serve on the committee that marked up the bill and reported it.
When a bill is called up for floor consideration, opening statements
usually are made by the two floor managers--the chairman and
ranking minority member of the committee (or sometimes the subcommittee)
that reported the bill--and often by other Senators as well.
These statements lay the groundwork for the debate that follows,
describing the purposes and provisions of the bill, the state
of current law and the developments that make new legislation
desirable or necessary, and the major points of controversy.
But these opening statements are a matter of custom and practice;
the bill is open to amendment as soon as it is before the Senate.
The first amendments to be considered are those recommended
by the committee reporting the bill, and so designated in the
printed version of the bill "as reported." As each committee
amendment is being debated, Senators may propose amendments to
it and to the part of the bill the committee amendment would
change; and the Senate votes on any such amendments before it
votes on the committee amendment itself. Thereafter, Senators
may offer amendments in any order to any part of the bill that
has not already been amended. The order in which amendments are
offered depends largely on the convenience of the Senators proposing
them, not on requirements imposed by standing rules or precedents.
As a general rule, a Senator cannot propose an amendment to a
bill while first degree (and possibly second degree) amendments
to the bill are pending. Sometimes, however, the Senate agrees
by unanimous consent to lay aside pending amendments temporarily
in order to consider another amendment that a Senator wishes
to offer at that time. After a Senator offers an amendment, it
must be read unless the Senate dispenses with the reading by
unanimous consent. The Senate then debates the amendment and
may dispose of it either by voting "up or down" on the amendment
itself or by voting to table it. However, the amending process
can become far more complicated. Bills are amendable in two degrees,
so before the Senate votes on a first degree amendment, it is
subject to second degree amendments that propose to change its
text. After voting on any second degree amendments, the Senate
votes on the first degree amendment as it may have been amended.
Third degree amendments--amendments to second degree amendments--are
not in order.
Additional complications are possible, depending on whether
the first degree amendment proposes: (1) to insert additional
language in the bill without altering anything already in the
bill; (2) to strike out language from the bill without inserting
anything in its place; (3) to strike out language from the bill
and insert different language instead; or (4) to strike out the
entire text of the bill (everything after the enacting or resolving
clause at the very beginning of the measure) and replace it with
a different text. In the case of a motion to insert, for example,
Senators can offer as many as three first and second degree amendments
before the Senate votes on any of them; in the case of an amendment
that is a complete substitute for the text of the bill, Senators
can propose six or more first and second degree amendments to
the substitute and to the original text of the bill before any
votes must occur.
These possibilities depend on several principles of precedence
among amendments, principles governing the amendments that may
be offered while other amendments are pending and also governing
the order in which the Senate votes on the amendments that have
been offered. Complicated amendment situations do not arise very
often, but they are most likely to occur when the policy and
political stakes are high.
Once a Senator has offered an amendment, the conditions for
debating it depend on whether or not there is a time limitation
for considering that particular amendment or all amendments to
the bill. If there is no such limitation, each Senator may debate
the amendment for as long as he or she pleases, subject only
to the rule limiting each Senator to two speeches on a question
during each legislative day. However, any Senator who has been
recognized may move to table the amendment, and that motion is
not debatable. If there is a time limitation, the time provided
is both a minimum and a maximum. Senators may not make motions
or points of order, or propose other amendments, until all the
time for debating the amendment has been used or until all remaining
time has been yielded back. After the time has expired, on the
other hand, the amendment can be debated further only by unanimous
consent or if the Senators controlling time for debating the
bill as a whole choose to yield part of that time.
There are a number of general principles governing the amending
process. For example, an amendment that has been defeated may
not be offered again without substantive change. An amendment
should not make changes in two or more different places in the
bill, nor may it propose only to amend a part of the bill that
already has been amended. If an amendment consists of two or
more parts that could each stand as separate and independent
propositions, any Senator may demand that the amendment be divided
and each division treated as if it were a separate amendment
(except that a motion to strike out and insert is not divisible).
Generally speaking, Senators may not propose amendments to their
own amendments, but they can modify their amendments instead.
If the Senate takes some "action" on an amendment, such as ordering
the yeas and nays on it, the Senator who offered the amendment
loses his right to modify it, but now gains the right to offer
an amendment to his own amendment.
As mentioned before, floor amendments to most bills need not
be germane unless a germaneness requirement is part of the unanimous
consent agreement under which a particular bill is being considered.
Alternatively, the Senate may, by unanimous consent, require
that amendments to a bill be relevant to it; relevancy is a somewhat
less restrictive standard that seeks to ensure that unrelated
issues will not be raised in the form of amendments.
The amending process continues until Senators have no other
amendments they wish to offer or until the entire bill has been
changed by amendments. At either point, the Senate orders the
bill engrossed and read a third time--a formal stage that precludes
further amendments--and then votes on final passage.
Voting
The Constitution requires that a quorum, or a majority of all
Senators, be present to conduct business on the floor. Even though
Senators have many responsibilities that frequently keep them
from the floor, the Senate presumes that a quorum is present
unless a quorum call demonstrates that it is not.
A Senator who has been recognized may suggest the absence of
a quorum at almost any time; a clerk then begins to call the
roll of Senators. Senators may not debate or conduct business
while a quorum call is in progress. If a majority of Senators
do not appear and respond to their names, the Senate can only
adjourn or recess, or attempt to secure the attendance of additional
Senators. However, quorum calls usually are ended by unanimous
consent before the clerk completes the call of the roll and the
absence of a quorum is demonstrated. The reason is that most
quorum calls are not really intended to determine if a quorum
is present.
The purpose of a quorum call usually is to suspend floor activity
temporarily. If a Senator is coming to the floor to speak, a
colleague may suggest the absence of a quorum until the expected
Senator arrives. If the Senate finds itself confronted with unexpected
procedural complications, if the Majority Leader needs to meet
with several Senators on the floor about a possible unanimous
consent agreement, if the floor manager of a bill wants to discuss
a compromise alternative to an amendment another Senator has
offered--for any of these or many other reasons, a Senator may
suggest the absence of a quorum to permit time for informal consultations.
The time consumed by many quorum calls permits intensive and
productive discussions that would be far more difficult to hold
under the rules of formal Senate debate.
The Constitution also provides that one-fifth of the Senators
on the floor (assuming that a quorum is present) can demand a
roll call vote. Since the smallest possible quorum is 51 Senators,
the support of at least 11 Senators is required to order a roll
call vote. A Senator who has been recognized can ask for "the
yeas and nays" at any time that the Senate is considering a motion,
amendment, bill, or other question. If a roll call is ordered,
that is how the Senate will vote on the question whenever the
time for the vote arrives. Thus, the Senate may order a roll
call vote on an amendment as soon as it is offered, but the vote
itself may not take place for several hours or more, when Senators
no longer wish to debate the amendment.
The alternative to a roll call vote usually is a voice vote
in which the Senators favoring the bill or amendment (or whatever
question is to be decided) vote "aye" in unison, followed by
those voting "no." Although a voice vote does not create a public
record of how each Senator voted, it is an equally valid and
conclusive way for the Senate to reach a decision. |